Intended Use Plan rules

The rules for state SRF Intended Use Plans (IUPs) are found at 40CFR35.3150.

“(a) Purpose. The State must prepare a plan identifying the intended uses of the funds in the SRF and describing how those uses support the goals of the SRF. This Intended Use Plan (IUP) must be prepared annually and must be subjected to public comment and review before being submitted to EPA. EPA must receive the IUP prior to the award of the capitalization grant.

(b) Contents—

(1) List of projects.

(i) The IUP must contain a list of publicly owned treatment works projects on the State’s project priority list developed pursuant to section 216 of the Act, to be constructed with SRF assistance. This list must include: the name of the community; permit number or other applicable enforceable requirement, if available; the type of financial assistance; and the projected amount of eligible assistance.

(ii) The IUP must also contain a list of the nonpoint source and national estuary protection activities under Sections 319 and 320 of the Act that the State expects to fund from its SRF…”

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